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* Respiratory Unit, Western General Hospital, Lothian University Hospitals Division and University of Edinburgh, Edinburgh, UK, # Infomed Northwest, Bellevue, ¶ University of Washington, Seattle, WA, USA,
Division of Pulmonology, Dept of Medicine, University of Cape Town, Cape Town, South Africa,
Dept of Pneumology, University Medical Clinic, University of Rostock, Germany.
CORRESPONDENCE: A. P. Greening, Respiratory Unit, Western General Hospital, Lothian University Hospitals Division and University of Edinburgh, Crewe Road South, Edinburgh, EH4 2XU, UK. Fax: 44 1315371038. E-mail: a.greening{at}ed.ac.uk
| ABSTRACT |
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The concept of assessing patients by their level of asthma control is gaining wide acceptance and is a major component of the new 2006 Global Initiative for Asthma guidelines. Questions remain, however, on how best to achieve and maintain asthma control.
Randomised controlled trials have shown that very good asthma control is achievable in the majority of patients. There is a need for a tool to accurately assess a patient's level of control in the clinical setting if such results are to be replicated in practice.
A symposium at the European Respiratory Society Annual Congress in 2006 discussed the important issues that are currently facing asthma clinicians. The current article summarises the main points arising from that symposium.
KEYWORDS: Asthma, asthma control test, classification, control, combination therapy, management
Significant advances have been made in the treatment of asthma over the past 10 yrs. Highly efficacious therapies are available, which have significantly contributed to the global decline in asthma mortality observed since the mid-1990s [1–4]. Asthma morbidity, however, remains a significant problem, and the global burden is set to increase as a result of the projected rise in the prevalence of asthma. Recent estimates suggest that there will be an additional 100 million people with asthma by 2025 [5].
There is currently no cure for asthma. Therefore, the priority in terms of treatment is to reduce morbidity and mortality. The most crucial issue facing asthma clinicians today is how best to manage patients to reduce the substantial burden associated with this disease. Key factors include optimal assessment of patients, effectiveness of therapies and which treatment strategies provide the greatest benefits.
| CLASSIFICATION OF ASTHMA: SEVERITY VERSUS CONTROL |
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Historically, asthma has been categorised according to the severity of symptoms: mild intermittent, mild persistent, moderate persistent and severe persistent. This classification quantifies departure from the normal state and suggests a consistency over time. In reality, however, symptoms and the severity of these symptoms may vary frequently.
The Global Initiative for Asthma (GINA) now recommends a classification according to asthma control: controlled, partly controlled or uncontrolled [6]. This system takes into account the underlying disease severity, the responsiveness to treatment and the recognition that symptoms and limitations may vary over time. Control is defined as achieving all of the following goals of therapy: 1) no (
2·week–1) daytime symptoms; 2) no limitations on daytime activities, including exercise; 3) no nocturnal symptoms or awakening because of asthma; 4) no (
2·week–1) need for reliever medication; 5) normal or near-normal lung function; and 6) no exacerbations.
During the symposium at the European Respiratory Society Annual Congress in 2006, D. Stempel, from the University of Washington School of Medicine, Seattle, WA, USA, explained that, to have a better understanding of a patient's disease, physicians should carefully consider how they enquire about asthma symptoms. How a question is phrased can substantially influence the clinical usefulness of a patient's reply. A physician may ask his or her patient "Are you breathless upon exercise?", but in addition one needs to ask "Do you exercise?". This can help to determine whether the patient was modifying his or her behaviour in response to symptoms.
Physicians also need to assess symptoms longitudinally. A study by FUHLBRIGGE et al. [7] found that there was discordance in the classification of asthma patients as mild intermittent, mild persistent or moderate/severe persistent, depending on whether the clinician assessed short- or long-term symptoms, the functional impact of symptoms, or a combination of short- and long-term symptoms (fig. 1
). What emerges is the principle that the more detailed the history, the more likely it is that a patient will be assessed accurately.
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The severity of asthma reflects stable, intrinsic criteria, such as genetics and the duration of disease. However, evaluating the level of asthma control could be a more comprehensive assessment of a patient's disease state than the evaluation of symptoms alone, because it takes into account the fact that asthma is a dynamic disease where control may change and can be modified by extrinsic triggers and therapy. Control is best represented as a threshold at which a satisfactory state is achieved; classifying and treating according to the level of control is more useful than according to severity of disease because, while severity reflects the status of disease, control gives an indication of the adequacy of treatment [8].
| ARE PATIENTS WITH MILD ASTHMA AT RISK? |
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Studies indicate that airway inflammation and the associated structural changes are common to all levels of asthma severity, including patients in apparent clinical remission (fig. 2
) [13]. This is particularly significant because injury and chronic airway inflammation initiate a repair process that results in structural remodelling of the airways [14, 15].
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Treatment with anti-inflammatory therapy results in improvements in multiple markers of inflammation, even in patients in apparent clinical remission (fig. 3
) [16, 17]. Therefore, basing therapy on single parameters could yield differing perceptions of successful treatment. Ideally, treatment decisions should be based on the results from multiple assessments.
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Spirometry revealed a forced expiratory volume in one second (FEV1) of 91% predicted, a forced vital capacity (FVC) of 108% pred and FEV1/FVC of 84%. The patient was treated with salmeterol/fluticasone propionate (Seretide®/Advair®, 50/100 µg b.i.d.; both GlaxoSmithKline, Uxbridge, UK). The subject subsequently reported an improvement on exercise and suffered no exacerbations requiring oral corticosteroids during respiratory infections in winter. Interestingly, after treatment, the patient also reported that she no longer awoke with a morning cough, which she had previously perceived as normal.
The 2006 GINA report represents a clear shift in the way in which asthma is assessed and managed [6]. It is now recognised that assessing patients according to control acknowledges and takes into account the dynamic nature of the disease. Complete assessment of asthma control better reflects the day-to-day variability of the disease and requires careful assessment of multiple factors including, but not limited to, symptoms and airflow obstruction.
| COMBINATION THERAPY: CHANGING PERCEPTIONS |
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Mechanistically, there is some evidence to suggest synergy between inhaled corticosteroids and LABAs in clinical studies using both drugs in a single inhaler [22] and, in vitro, with salmeterol enhancing the effect of fluticasone propionate on T-cell apoptosis [23]. In addition, there is in vivo evidence that LABAs increase the nuclear translocation of the glucocorticoid receptor compared with inhaled steroid alone, a finding that supports the concept that there is a molecular basis for the complementary actions of LABAs and inhaled corticosteroids [24].
Combination therapy of inhaled corticosteroid plus LABA has revolutionised asthma treatment and it is now recommended practice for those patients who remain uncontrolled with low-dose inhaled corticosteroid therapy [6].
Results from the recently published Salmeterol Multicenter Asthma Research Trial (SMART) reinforce the principle that a LABA should not be taken without an inhaled corticosteroid [25]. This observational study showed a small but statistically significant increase in respiratory and asthma-related deaths in the total population receiving salmeterol. Post hoc analyses suggested that the number of respiratory related deaths or life-threatening experiences in patients reporting no inhaled corticosteroid inhalation at baseline was greater in the salmeterol group than in the placebo group; however, in the group reporting inhaled corticosteroid use at baseline, there was no difference between salmeterol and placebo [25]. A.P. Greening commented that there were several study limitations and observed that the data appeared to conflict with those from a large population-based, case-controlled study of 532 patients who died from asthma and 532 control patients admitted to hospital for asthma, matched for period, age and geographical area. These data did not provide any evidence associating recent or long-term use of an inhaled LABA with an increased risk of asthma death [26].
Compared with inhaled corticosteroids, LABA monotherapy is not very effective [27]. However, the benefits of adding a LABA to inhaled corticosteroid therapy are well understood. It therefore seems sensible to recommend that LABAs should only be used in combination with inhaled corticosteroids, and preferably in a single device.
| STRATEGIES FOR CONTROL |
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The GINA guidelines detail targets for asthma control using multiple criteria, including lung function, symptoms, night-time awakenings, rescue medication use, exacerbations, emergency visits and medication-related adverse events [6]. When these targets for control are compared with the results from the various studies using different treatment strategies, the current authors found that the study design and population can influence the outcomes. Support for the symptom-driven approach can be found in a study of patients receiving budesonide plus formoterol maintenance therapy plus one of three reliever medications: terbutaline, formoterol or budesonide/formoterol [28]. The study by RABE et al. [28] showed benefits from the use of inhaled corticosteroid plus LABA as maintenance and reliever therapy compared with the other two strategies. When compared with the other two arms, inhaled corticosteroid plus LABA as maintenance and reliever therapy showed a significantly increased time to first exacerbation and a reduced rate of severe exacerbations. In the same study [28], reliever therapy was used on average once a day, even in those patients receiving budesonide plus formoterol as maintenance and reliever therapy. Moreover, the patients receiving budesonide plus formoterol as both maintenance and reliever therapy still experienced nocturnal awakenings once a week. These outcomes do not represent control at the level defined by GINA [6].
The results of the study by RABE et al. [28] contrast with those of the EXacerbation Control EvaLuation (EXCEL) study [29], which looked at the effects of stable dosing with either salmeterol/fluticasone propionate (50/250 µg, one inhalation b.i.d.) or formoterol/budesonide (4.5/160 µg, two inhalations b.i.d.). In the EXCEL study [29], patients in both treatment arms experienced significant improvements in the number of rescue-medication-free days, with
82% of days being rescue-medication free. Stable dosing was associated with significantly improved asthma symptoms and lung function, and the exacerbation rate was significantly reduced over time [29].
At the symposium, A.P. Greening concluded that he believed regular maintenance dosing, aiming for the highest levels of control as stated by GINA, was preferable to a symptom-driven strategy. This second approach could potentially expose patients with milder disease to periods of worsened asthma because their preventative therapy is run, by definition, at the "bare minimum" levels.
| STABILITY OF CONTROL |
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The Gaining Optimal Asthma controL (GOAL) study [33] was the first to show that the treatment aims set out by GINA are achievable. In the GOAL study [33], the dose of inhaled corticosteroid and LABA was stepped up before a period of stable dosing, and control was assessed using a composite measure derived from the GINA/National Institutes of Health guidelines [33]. A total of 59% of patients receiving fluticasone propionate and 71% receiving salmeterol/fluticasone propionate achieved "well controlled" asthma, and 28% of patients receiving fluticasone propionate and 41% receiving salmeterol/fluticasone propionate achieved "totally controlled" asthma during the dose escalation phase of the study (phase I).
The level of control, however, is not the only factor to consider, for both the physician and the patient, the variability of control can be as important as the level, and would be expected to have an impact on healthcare resource use and the patient's quality of life. According to E.D. Bateman (Division of Pulmonology, University of Cape Town, South Africa), for many patients with asthma, life is haunted by fear as a result of variability in the control of their disease. For optimal quality of life, it is not enough to simply achieve control; control must be maintained.
In the GOAL study [33], overall Asthma Quality of Life Questionnaire (AQLQ) scores gained or approached maximal levels in patients who achieved totally controlled and well controlled asthma, suggesting that, in these patients, asthma had a minimal impact on quality of life (E.D. Bateman, personal communication). Achieving totally controlled and well controlled asthma in the dose escalation period (phase I) was associated with mean overall AQLQ scores of 6.4 and 6.1, respectively, in the stable dosing period (phase II). In contrast, the mean overall AQLQ score for those not achieving at least well controlled asthma was 5.3 (all strata, both treatments combined; E.D. Bateman, personal communication).
During the symposium at the European Respiratory Society Annual Congress in 2006 presently being discussed, the question of what the differences are between the two levels of control that are perceptible to patients was raised. According to E.D. Bateman, greater stability of control might translate into perceptible differences and increased quality of life.
In the GOAL study [33], patients who achieved totally controlled asthma demonstrated the greatest stability of control and maintained stable control for longer periods than those who were only well controlled or not well controlled (E.D. Bateman, personal communication). This analysis used a Markov model with four disease control states: totally controlled, well controlled, not well controlled without exacerbation and not well controlled with exacerbation. Such an approach to modelling control is supported by previous work [34], in which control was defined according to three health states: optimal, suboptimal and unacceptable control (states 1, 2 and 3, respectively). Transition probabilities between these three control states were assessed. In the study by COMBESCURE et al. [34], it was found that patients with mild-to-moderate asthma in suboptimal or unacceptable control had a high probability of transition directly to optimal control, whereas patients with severe asthma had a greater tendency to remain in unacceptable control. These results suggest that most of the changes in control status occur during the first 3 months of treatment and this finding may be used to argue against frequent changes in treatment during this initial period. In addition, the results provide clues as to when the final achievable control level can be attained in most patients and when step-down of treatment might be considered.
The data showing benefits of combination treatment in achieving and sustaining control are reinforced by the results of a 3-yr study in which a large population of patients were treated with salmeterol monotherapy, fluticasone propionate monotherapy or salmeterol/fluticasone propionate [35, 36]. Provided that patients had no more than one exacerbation, they continued on the assigned therapy throughout the 1-yr, double-blind treatment period. Then, during the 2-yr, open-label, follow-up period, physicians were given the option to switch therapy, with the aim being comprehensive disease control. During the double-blind period, control was achieved more frequently in the group treated with salmeterol/fluticasone propionate than in the other two arms [36]. Sustained control was associated with improvements in airway hyperresponsiveness, lung function, rescue-medication use and symptom scores. These benefits were sustained during the open-label period, during which time most patients required, and benefited from, combination treatment [35]. These results demonstrate that sustained treatment is necessary to achieve and maintain control, and that the addition of a LABA enables greater proportions of patients to achieve this aim.
GINA recommends that once control has been achieved and maintained, treatment should be reviewed and dose reduction attempted, while ensuring that control is not lost [6]. The first study that specifically looked at stepping down salmeterol/fluticasone propionate treatment while aiming to maintain control showed that, following achievement of well controlled asthma on salmeterol/fluticasone propionate 250/50 µg b.i.d., stepping down to 100/50 µg b.i.d. enabled the maintenance of control for 12 weeks in the majority of patients. Compared with discontinuing the LABA component by switching to inhaled corticosteroid alone, stepping down to combination treatment with a lower inhaled corticosteroid dose resulted in improved lung function and a greater proportion of patients remaining well controlled [37]. Nevertheless, further research is required to determine the optimal control level, or interval after attaining control, at which the dose should be stepped down. Accordingly, the question of stepping down treatment was a topic that attracted much interest throughout the symposium. E.D. Bateman stated that strict control should be the aim of therapy and that there are few scenarios in which treatment should not be stepped down. Such scenarios might include, for example, patients with severe life-threatening asthma with many previous exacerbations. E.D. Bateman affirmed that the rationale of the GOAL study [33] was not to justify high-dose inhaled corticosteroid, but to investigate whether guideline-defined control was achievable. In all cases, the cost and safety of therapy must be weighed against the clear benefits of achieving comprehensive control. He pointed out that there are concerns about the use of high-dose inhaled corticosteroid and that combination therapy allows control to be achieved using lower doses of inhaled corticosteroids. The GOAL study [33], however, was not designed to investigate approaches to step-down therapy.
E.D. Bateman concluded that improved control stabilises asthma, leading to fewer "bad" days and fewer exacerbations. As such, controlled asthma becomes a stable disease (table 1
). This is in contrast with uncontrolled asthma, which remains a variable disease, with the accompanying reduced quality of life associated with instability.
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| MEASURING ASTHMA CONTROL IN THE CLINIC |
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Large, international surveys have shown that patients habitually under-report their symptoms and overestimate their level of control, resulting in the undertreatment of asthma [39]. This could be, in part, due to patients adjusting their lifestyle to cope with symptoms. The issue is further complicated by the fact that physicians often underestimate their patients' symptoms. The UK Asthma in Real life (AIR) study was a questionnaire survey of 536 children and 960 adults with asthma [40]. In the AIR study [40], a total of 79% of patients considered their asthma to be either well controlled or totally controlled, despite the fact that approximately one-third of these patients reported using a rescue β2-agonist on the previous day. Approximately one-third of patients reported symptoms at least once a week and, in general, patients described a "bad asthma day" as one in which they were unable to carry out normal activities.
J.C. Virchow discussed the various options for assessing asthma control, including symptoms, lung function, healthcare resource use, airway hyperresponsiveness, biomarkers of inflammation, health status and asthma questionnaires. Measures such as airway hyperresponsiveness, biomarkers and health status are not often used in practice; what is needed is a tool that can be used in clinical practice and that takes into account measures that are meaningful to the patient, such as limitations on activities, exacerbations, symptoms and the use of rescue medication. In addition, such a tool should be applicable to a range of patients and be sensitive to changes in the patient's disease. Ideally, patient involvement should be a key part of any tool because this could aid treatment adherence.
Asthma Control Test: a validated tool for assessing asthma control
The Asthma Control Test (ACTTM) was designed to meet the need for a patient-based tool for identifying poorly controlled asthma (table 2
). Of all available asthma control tools, the ACT has been subjected to the greatest number of validation tests. A clinical validation study tested the reliability and validity of the components and criteria, and showed the five items most predictive of uncontrolled asthma to be as follows: 1) shortness of breath; 2) patient rating of asthma control; 3) use of rescue medication; 4) asthma preventing the patient getting as much done at work/home; and 5) waking with asthma symptoms at night [41]. A longitudinal reliability and validation study showed that the ACT performed well compared with specialists' ratings of asthma control and the Asthma Control Questionnaire. In particular, changes in ACT scores correlated with changes in specialists' ratings (fig. 4
) [42].
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J.C. Virchow presented unpublished data from a German internet-based survey [45] showing that the majority of patients completing the test were suboptimally controlled. Although there is a possibility for a selection bias with internet-based surveys, these results seem disappointing given the availability of effective treatment.
In conclusion, J.C. Virchow noted that the ACT is a useful screening tool for uncontrolled asthma in both daily clinical practice and at home. In certain clinical situations, the addition of data on exhaled nitric oxide, airway hyperresponsiveness and sputum eosinophilia to pulmonary function and symptoms might provide complementary information on control. It is unclear, however, if such measurements would aid in the assessment of asthma in large populations: evidence for their use in assessment comes from highly selected studies enrolling small numbers of patients. Furthermore, it is possible that inclusion of such parameters would make assessment and management more complicated and expensive. Therefore, evaluation and validation of these measurements in large-scale studies is necessary. Further studies on the long-term use of the ACT as a monitoring tool are also required.
| SUMMARY AND CONCLUSIONS |
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| Support statement |
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| Statement of interest |
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| ACKNOWLEDGEMENTS |
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This manuscript was written by the authors reflecting the contents of a symposium, at the European Respiratory Society Annual Congress, held in Munich in September 2006.
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