EUROPEAN RESPIRATORY REVIEW, 2007;16: 78-84. doi:10.1183/09059180.00010404
© 2007 the European Respiratory Society
How to evaluate a patient's response to anti-IgE
S. T. Holgate
CORRESPONDENCE: S. T. Holgate, Southampton General Hospital, RCMB Division, Mailpoint 810, Level D, Centre Block, Southampton SO16 6YD, UK. Fax: 44 2380701771. E-mail: sth{at}soton.ac.uk
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ABSTRACT
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Omalizumab, an anti-immunoglobulin E antibody, is indicated in the European Union (EU) as add-on therapy for patients with severe persistent allergic asthma whose symptoms persist, despite receiving optimised treatment with high-dose inhaled corticosteroids and a long-acting ß2-agonist. In an attempt to further optimise the use of omalizumab, studies have been performed to investigate whether patient selection for omalizumab therapy could be further enhanced.
Analyses of pre-treatment baseline variables have shown there is no reliable way to predict which patients within the label population will achieve a greater response to omalizumab. However, a physician's overall assessment can easily and reliably identify patients who respond to omalizumab. All patients eligible for omalizumab treatment should receive a 16-week trial and treatment should only be continued if the physician judges that a marked improvement in asthma control has been achieved, as specified in the EU label.
By continuing treatment only in patients who respond to omalizumab therapy, unwarranted drug exposure is minimised, while treatment benefit and cost effectiveness of the therapy are maximised.
KEYWORDS: Allergic asthma, anti-immunoglobulin E, omalizumab
Omalizumab is an anti-immunoglobulin (Ig)E antibody and is indicated in the European Union (EU) as add-on therapy for patients with severe persistent allergic asthma whose symptoms persist, despite receiving optimised treatment with high-dose inhaled corticosteroids (ICS) and a long-acting ß2-agonist (LABA). It has proven efficacy in moderate-to-severe and severe persistent allergic asthma [1–10], and is indicated for the treatment of a highly targeted population.
In an attempt to further optimise the use of healthcare resources, studies have been performed in order to investigate whether patient selection for omalizumab therapy could be further enhanced [11]. Data from clinical trials have been analysed to investigate if patients who achieve greatest benefits from treatment with omalizumab can be identified based on pre-treatment characteristics [11]. The best method for identifying patients who respond to omalizumab following a course of therapy has also been determined [11].
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OVERVIEW OF CLINICAL TRIALS
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Post hoc analyses were carried out on five randomised, double-blind, placebo-controlled studies [1, 3, 4–8], including the Investigation of Omalizumab in Severe Asthma Treatment (INNOVATE) trial, and two randomised, controlled open-label studies [2, 9]. In all studies, omalizumab was given as add-on therapy to concomitant asthma treatment and administered subcutaneously every 2 or 4 weeks, according to patients' pre-treatment body weight and baseline IgE levels by use of a dosing table. All trials were 
24 weeks in duration (28 weeks for INNOVATE) and enrolled patients with allergic asthma. Patients enrolled in the INNOVATE study [1] had inadequately controlled severe persistent allergic asthma, despite Global Initiative for Asthma (GINA) 2002 step 4 therapy (high-dose ICS and a LABA, with or without additional controller medication). Of these patients, 
60% were receiving additional controller medication (including maintenance oral corticosteroids (22%), leukotriene modifiers (35%) and theophyllines (27%)), which was optimised prior to the 28-week treatment phase. Overall, 93% of patients (aged 12 yrs) across the seven studies met GINA 2002 criteria for severe persistent asthma [10].
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PREDICTING RESPONSE
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Initial exploratory univariate and multivariate analyses of data from the INNOVATE study were conducted based on eight response measures and 29 baseline variables (table 1
). Those baseline variables that demonstrated a significant interaction with treatment response after univariate analyses of the INNOVATE data were included in the multivariate analyses, which evaluated the predictive value of combinations of baseline variables for each response measure. Baseline total IgE was the only characteristic identified as a consistent predictor of response in the univariate and multivariate analyses, with lower baseline IgE being associated with a smaller treatment benefit. However, this finding was only partially supported after further investigation in exploratory efficacy subgroup analysis of data from the larger pooled population from all seven trials [1–9]. Pooled data from all seven studies was used to obtain sufficient patient numbers over a wide range of IgE levels, and subgroup analysis was conducted within four quartiles based on baseline total IgE (0–75, 76–147, 148–273 and 274 IU·mL–1). Outcome variables assessed according to baseline total IgE are shown in table 1.
Pooled analyses showed treatment benefit irrespective of baseline IgE. In the omalizumab-treated patients, the asthma exacerbation rate was reduced across all IgE levels, reaching statistically significant decreases in each of the three upper IgE quartiles (table 2; fig. 1). Severe exacerbation rates decreased across all four quartiles in omalizumab-treated patients, with statistically significant differences in quartiles 1, 3 and 4. Total emergency visit rates were significantly reduced for the three upper quartiles. The proportion of patients with a clinically meaningful Asthma Quality of Life Questionnaire (AQLQ) improvement and forced expiratory volume in one second (FEV1) net benefit favoured omalizumab-treated patients in the three upper IgE quartiles. Significant improvements in physician's overall assessment (complete control/marked improvement in asthma control) were seen in all IgE quartiles (table 2). A comparison of patients with IgE 
75 and patients with IgE 76 IU·mL–1 produced similar results (table 3).
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Table 2— Efficacy outcomes in subgroups of patients divided in quartiles according to baseline immunoglobulin(Ig)E in the pooled population
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Exacerbation rates in the control group were similar across all IgE levels (table 2
; fig. 1), which demonstrates a medical need irrespective of baseline IgE and also highlights a poor correlation between total IgE and disease severity. As such, baseline patient characteristics do not robustly predict treatment response. Further studies are currently ongoing to investigate the potential predictive value of other biomarkers, including baseline levels of specific IgE (particularly in patients with serum IgE 75 IU·mL–1), pharmacogenetics (40 single nucleotide polymorphisms associated with the high-affinity receptor) and blood markers (IgE-mediated inflammatory pathways).
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EVALUATING RESPONSE
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Analyses consisting of four main steps were conducted on efficacy results from the INNOVATE study [1] and the four additional randomised, double-blind, placebo-controlled trials [2, 4–8].
Step 1
Step 1 was the identification of an effective and accurate measure of response to omalizumab that could select responders who achieved control in terms of exacerbations.
Six measures of response were assessed (table 4), including a physician's overall assessment of asthma control, graded in a five-level evaluation: complete control; marked improvement in control; discernible but limited control; no appreciable change; and worsening in control. Responders were defined as those with marked improvement or complete control. All response measures evaluated (with the exception of FEV1 improvements) were able to discriminate exacerbation outcome. Responders identified by physician's overall assessment and AQLQ (response defined as 0.5-point improvement) had markedly fewer clinically significant exacerbations than nonresponders (table 5). Both measures were able to identify a greater proportion of responders compared with single-item measures while maintaining a similar discrimination for exacerbation outcomes.
A large proportion of omalizumab patients identified as responders according to the broader measures of response were also classed as responders by single-item response measures (FEV1, daytime symptoms, nocturnal symptoms and night awakenings). However, responders according to single-item measures were not necessarily identified by other single-item or broader measures of response. Using single item measures to assess response to omalizumab was, therefore, not considered to be appropriate as these would lead to false negative results.
Further examination of the broader measures showed that the physician's overall assessment was able to discriminate for severe asthma exacerbations; however, according to AQLQ, the severe exacerbation rate was similar in both responders and nonresponders. Therefore, the physician's overall assessment was selected as the best definition of response. Similar data were observed in the pooled population.
Step 2
Step 2 consisted of the determination, according to the physician's overall assessment, of whether responders also showed improvements across a range of other measures of asthma control.
Patients identified as responders according to the physician's overall assessment had greater benefits for all clinical outcomes (healthcare utilisation, symptoms, rescue medication use, FEV1 and asthma-related quality of life (QoL)) in both INNOVATE (table 6) and the pooled populations, with marked improvements in asthma control and healthcare utilisation. Physician's overall assessment was shown to be sensitive to patients' perceptions of improved QoL, as indicated by the correlation with AQLQ score. Similar data were observed in the pooled population.
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Table 6— Annualised exacerbation rates, unscheduled healthcare utilisation and other asthma control measures according to physician's overall assessment for responders and nonresponders to omalizumab (INNOVATE study)
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Step 3
Step 3 was a utility analysis to identify objective clinical measures (including combinations of measures) that could identify responders to the physician's overall assessment.
No single response measure (out of more than 50 tested) or combination of measures had a meaningful level of both sensitivity (proportion of true-positive response that has a positive test result) and specificity (proportion of true-negative response that has a negative test result) for detecting physician's overall assessment responders.
Step 4
Step 4 was a comparison of exacerbation rates in omalizumab-treated patients who were responders according to the physician's overall assessment and in an omalizumab-treated patient population with total baseline IgE 76 IU·mL–1.
Rate ratios (omalizumab/placebo) for exacerbation rates for omalizumab-treated responders and for omalizumab-treated patients with total baseline IgE 76 IU·mL–1 were calculated. The reduction in asthma exacerbation rates versus placebo was greater in responders than in the overall omalizumab-treated population and was observed irrespective of baseline IgE (figs 2a and 2b). These data provide further evidence of the limitations of selecting a subpopulation of patients based on total baseline IgE within the range specified for omalizumab therapy (30–700 IU·mL–1).
In summary, the physician's overall assessment was able to identify responders and discriminate clinically significant and severe exacerbation outcomes and other outcomes in responders versus nonresponders, and was also able to identify a high proportion of patients classified as responders by other measures. In addition, the improvements in clinically significant and severe exacerbation rates were similar in responders irrespective of baseline total IgE.
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TIME TO MAXIMAL THERAPEUTIC BENEFIT
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For maximum therapeutic benefit, complete desensitisation of the allergic response is needed. Minimisation of cell-bound, cross-linked IgE/allergen complexes on effector cells is achieved through two mechanisms that occur at different rates: 1) binding to circulating free serum IgE rendering it inactive, which occurs within days; and 2) the downregulation of high-affinity cell surface IgE receptor (Fc
RI) expression, which takes weeks to months, depending on the effector cell type [16–18]. For example, omalizumab reduces FcRI levels on circulating basophils by >90% in 7 days, whereas FcRI expression on mast cells remains stable over the first 7 days and is reduced by 90% at 70 days [17]. Based on cell desensitisation data, a minimum treatment of 12 weeks is needed prior to evaluation of clinical benefit. Data from the INNOVATE study [1] shows a plateau of improvement in asthma symptoms and morning peak expiratory flow around 12–16 weeks (fig. 3), reflecting the downregulation of FcRI receptors on effector cells.
Therefore, the omalizumab EU label states that 16 weeks after commencing therapy patients should be assessed by their physician for treatment effectiveness before further injections are administered. The decision to continue omalizumab therapy should be based on whether a marked improvement in overall asthma control is seen. When implementing a 16-week assessment in clinical practice, the physician should define key treatment goals for each patient, including improvements in symptoms, lung function and use of medication. Patient expectations of treatment should also be established. Regular medication needs to be continued or, if appropriate, reduced in a logical manner as agreed with the physician. Guidelines and requirements of local health authorities should be adopted.
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FUTURE DIRECTIONS
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Although the physician's overall assessment is an effective tool for assessing the response to omalizumab, further research is needed on predicting response. The development of an understanding of the differences in the immunopathology of the airways in omalizumab responder and nonresponder patients, and identification of a biochemical predictor of omalizumab response through examination of biomarkers in sputum and blood may provide clues to potential predictive factors valuable in optimising patient selection for omalizumab therapy.
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CONCLUSIONS
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When a patient with severe allergic asthma has symptoms that remain uncontrolled despite receiving high-dose inhaled corticosteroids along with a long-acting ß2-agonist, a trial of omalizumab is appropriate. Analyses of pre-treatment baseline variables as predictors of response to treatment have shown there is no reliable way to predict which patients within the label population will achieve a good response with omalizumab: all patients eligible for omalizumab treatment, based on their symptoms, should be trialled for 16 weeks and omalizumab treatment should be stopped or continued based on the physician's assessment of response at this time, as specified in the European Union label.
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Statement of interest
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S.T. Holgate has received payment for chairing an advisory board for Novartis Pharma AG, has been reimbursed for attending a conference in the USA (AAAAI) and also for speaking, and is in receipt of a research grant from Novartis Pharma AG. This issue of the European Respiratory Review contains proceedings of a satellite symposium held at the 16th ERS Annual Congress, 2006, which was sponsored by Novartis Pharma AG. The authors were assisted in the preparation of the text by professional medical writers at ACUMED®; this support was funded by Novartis Pharma AG.
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ABSTRACT
OVERVIEW OF CLINICAL TRIALS
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